are
consistent with a genetic influence hypotheses. Even so, concordance estimates
for sexual orientation vary widely. Hershberger (2001), for example, reports
data from 8 twin studies, with concordance rates between 0% and 100 % for
sexual orientation for MZ twins. In most cases, concordance for DZ twins is
reported to be lower than for MZ twins, except for King and McDonald (1992),
and Hershberger (1997) for males. In more recent studies, which work with
larger samples usually drawn from twin registries, concordance between twin
pairs, and differences in concordance rates between MZ and DZ twins, are
substantially lower than reported in earlier literature (Pillard and Bailey
1998, Hershberger 2001). For example, in 1952 one study reported 100 %
concordance on sexual orientation for 37 pairs of MZ twins and 15% concordance
among 29 pairs of DZ twins (Kallmann 1952a,b). In contrast, Kendler et al.
(2000) report 31% concordance for sexual orientation for MZ twins and 13 % for
DZ twins with data from a national probability sample of twins in the
from
twin registries show concordances of 20%-25% for MZ twin pairs (Hershberger
2001). As samples become more representative, concordance on sexual behavior,
attraction, and orientation, as expected, declines. Concordance is not always
considered. Other researchers working with these same data do not report
concordance rates but instead report estimates of heritability. Here, (narrow)
heritability (h2)
is defined as the ratio of additive genetic variance over total phenotypic
variance. Kirk et al.
(2000)
calculate heritability for sexual orientation at 50-60 % for women and 31 % for
men. In contrast, Pillard and Bailey (1998) find zero heritability for women.
Hershberger (1997) uses data from the
The
problems with measuring heritability are substantial.5
It was originally conceived to compare the effects of selective
breeding with environmental modification in agricultural experiments. Outside
an experimental context, separating additive genetic variance of a trait from
non-additive variance is difficult, if not impossible (McGuire 1995).
Furthermore, differences between MZ twins and DZ twins in the impact of shared
environments on behavioral outcomes may inflate estimates of heritability6.
Consequently, behavior genetic models are more likely to overestimate
_________________________________________________
5
McGuire (1995) argues that heritability estimates are strictly
valid only for the specific conditions under which they were derived.
Specifically, phenotypic variance depends as much on the environment as on
genes, more precisely, it is produced by gene-environment interaction. This, in
addition to small sample sizes, may explain the wide variation in h2 estimates
across samples, times, places. Incidentally, heritability estimates have no
relationship to the nature versus nature question. For example, an instinct,
which by definition is genetically determined, would show zero heritability (no
trait variance in the population). Furthermore, h2 does
not tell us anything about the etiology of a trait. One early twin study of
prevalence of tuberculosis showed, for example, a correlation of 87.3 for MZ
twins and 30.2 for DZ twins, which could be interpretable as a sign for high
heritability (McGuire 1995). Yet we know that TB is caused by bacteria, and
that environmental factors play a large role in its epidemiology, although
obviously, genetic
predisposition
to environmental factors could play a significant role in disease acquisition.
6
To pick just one example, the friendship networks of MZ and DZ
twins are remarkably different; with MZ twins evidencing significantly greater
overlap than same-sex DZ twins, especially with respect to alters who consider
them as friends. Since adolescent behavior is associated with peer group
structure, even subtle differences in friendship networks, not typically
considered in behavior-genetic models, will have a significant impact on
estimates of heritability.
Strana 4
than
underestimate heritability. This problem is compounded by small samples and
reliance on largely inadequate statistical methods (Jaccard and Dodge n.d.).7
Equally
problematic, no twin study of sexual orientation except for Kendler et al.
(2000) has, to our knowledge, worked with a probability sample. All early
studies were based on clinical samples, convenience samples, or prisoners and
other captive populations that are clearly biased.
Even
for the twin registry studies, which avoid selecting on the dependent variable,
biases are well known. MZ twins are much more likely to participate in twin
studies than DZ twins (McGuire 1995, Lykken, McGue and Tellegen 1987), and
males are more likely to enroll than are females (Hershberger 2001). Kendler
and Eaves (19xx) report that twins who are more alike tend to volunteer for
twin studies. Finally, participants in surveys about sexuality may be more
educated, have more liberal attitudes, be more novelty-seeking, and experience
earlier sexual debut (Dunne et al. 1997) than eligible non-participants. In
contrast, our respondents, drawn from the National Longitudinal Study of
Adolescent Health (Add Health)
show no evidence of bias across a wide array of characteristics that may be
associated with sexual behavior.
Even
more problematic, data on pair concordance is most often derived from reports
of only one person. One available test of the accuracy of such reports casts
doubt on the validity of measures based on indirect reports. There is a less
than 50 % chance that heterosexual twins will know that their co-twin is not
heterosexual. More importantly, non-heterosexual persons are more likely than
others to misidentify their heterosexual siblings as homosexual. This is also
true for twins who were .absolutely certain. of the sexual orientation of their
co-twin (Kirk, Bailey, and Martin 1999). In contrast, we consider data on
attraction from direct self-report of each individual in the
sibling
pair.
Potentially
stronger support for the hypothesis that there is genetic influence on romantic
samesex preferences come from studies (Hamer et al. 1993; Hu et al. 1995) which
purport to provide evidence from molecular analysis of the X chromosome of male
relatives of male homosexuals for an X-linked gene at position Xq28 associated
with homosexuality. Recent work by Rice et al. (1999), however, suggests that
there is little foundation for the Xq28 linkage hypothesis. Specifically, they
find no support for the presence of a gene influencing sexual orientation at
Xq28. This suggests that if there is a gene for sexual orientation, it is
elsewhere on the chromosome. Considering all of the previous evidence for
genetic influence on sexual orientation, one should be cautious in reaching the
conclusion that there are such effects. Evidence from social surveys is often
contaminated by strong selection effects and biological studies have failed
to
identify a genetic marker for homosexuality. Given the striking cross-cultural
variation in erotic preference, genetic expression, if present, must be very
strongly conditioned by the sociocultural environment.
Evolutionary Dynamics
As
noted above, if concordance rates do not parallel degree of genetic similarity,
a simple genetic influence model should be rejected. Net of empirical evidence,
many observers are troubled by the idea that simple evolutionary dynamics ought
to limit the role that genetics could play in shaping same-sex attraction.
Simply put, homosexuals are less likely to have children than others, and this
simple fact ought to lead to a rejection of genetic determination of sexual
orientation. The critique of genetic influence on this basis is relatively
weak, and easily handled within an
__________________________________________________
7
Using an established method in behavior genetics, the
DeFries-Fulker model, Jaccard and Dodge (n.d). calculate substantial
heritability for caring for tropical fish (28 %), and frequency of various
behaviors such as purchasing folk music in the past year (46 %), chewing gum (58
%), and riding a taxi (38 %).
Strana 5
evolutionary
framework. Miller (2000), for example, posits that homosexuality may be a
.polygenetic.
trait, that is, a trait influenced by a number of different genes, which,
individually, result in greater fitness, and, only collectively result in
homosexual orientation. Specifically, the idea is that these genes shift male
brain development in a .female direction,. resulting in .greater sensitivity,
tendermindedness, kindness, empathy. and therefore, .better fathers. as well..
Thus, the greater reproductive success of men whose genotype includes some of
these genes, and the adverse effect on the reproductive success of men with all
of them, cancel each other out, leading
to
an evolutionary equilibrium that allows for homosexuality. This model suggests
a link between gender identity and sexual attraction. At first glance, research
findings showing a strong correlation of childhood gender-nonconformity and
same-sex attraction
lend
credence to this theory (
Retrospective
assessment of childhood behavior, the method that most studies use, is deeply
problematic and likely to lead to overestimating the association between
childhood behavior and adult identity simple because of the demands of
narrative (Ross 1980; Bearman and Stovel 2000).
The
association between childhood gender-atypical behavior and adult homosexuality,
in this view, are created at the individual level in the form of life stories
that have to make sense in the context of a culture that insists on equating
gender and sexual identity.8
A
second evolutionary theory about fitness and sexual orientation hypothesizes
that homosexual orientation may increase .fitness. if it prevents later-born
sons of large sibships to engage in unproductive competition with their older
siblings (Miller 2000). The literature suggests some support for this idea, on
first glance. Specifically, a relationship between birth order, or, more
precisely, number of older brothers, and sexual orientation of males has been
reported in a series of papers (Blanchard 1997; Blanchard and Bogaert 1996a,b;
Purcell, Blanchard, and Zucker 2000; Bogaert 2000). No such effect was found
for females. But the evidence and mechanism
proposed
are extremely weak. These studies work with non-representative samples, and/or
indirect reports on siblings. sexual orientation and suffer from the same
biases as noted above in considering the genetic influence literature.
Furthermore, the mechanism by which such an effect is thought to be activated
seems somewhat far-fetched. Specifically, mothers are hypothesized to carry a
.biological memory. (in the form of a H-Y Antigen) of how many sons they have
carried, which leads to changes in the intra-uterine environment that activate
.feminization. of younger sons (Blanchard and Klassen 1997, Miller 2000).
In
this article, we test the second evolutionary model directly and find no
support for an
association
between birth-order and same-sex attraction. The first model, the idea that
homosexuality
is a polygenetic trait cannot be tested with our data. Nevertheless, we show
that concordance rates do not correspond to the general genetic model, and this
fact alone falsifies the idea that there could be genetic influence in the
absence of a social structural interaction.
_______________________________________________________
8
Riesman and Schwartz (1988) speculate that the observed decline
in the proportion of lesbians who assume male roles and identities (.butch.)
may be associated with the advent of an alternative narrative of identity for
lesbians, namely, feminism.
Strana 6
Hormonal influences on sexual orientation
A
number of researchers have proposed that same-sex preferences may be driven by
hormonal imbalances resulting from exchange of hormones in utero. The logical
chain involved is thin. The basic argument is that in rodents, sex hormones
have been shown to transfer between fetuses in utero resulting in the
expression of sexually dimorphic traits (Boklage 1985). This finding has given
rise to the idea that opposite sex human twins will be affected in utero by the
transfer of their siblings. hormones (Miller 1998, 1994; Dempsey et al. 1999;
McFadden 1993; Rodgers et al. 1998). Specifically, at mid-term pregnancy,
amniotic fluid shows large differences in testosterone levels between male and
female fetuses. Since hormones are thought to cross the placenta and enter
mothers. blood, a transfer of testosterone from a male twin to his twin sister
in
utero
is possible, leading to a .masculinization. of females. No reverse effect
(.feminization. of males) is expected, as male and female fetuses do not differ
with respect to the level of .female. hormones such as estrogen or progesterone
(Miller 1998).9
Working
through the argument, and starting with the first element, we find that the
evidence for hormone transfer in humans is, at best, weak. Dempsey, Townsend,
and Richards (1999) report that OS female twins have larger dental crowns (a
male trait) than either SS female twins or singletons, whereas OS male twins
dental crowns are not different than SS male twins or singletons. Males and
females emit noises out of their ears. These noises, which we do not hear, are
called spontaneous otoacoustic emissions (SOAEs) report that OS female twins
emit half the average of SOAEs as SS female twins or singletons, suggesting
that uterine exposure to androgens has masculinized their auditory systems
(McFadden 1993). Both studies suggest some
.masculinization.
of females, but not .feminization. of males, as expected.
With
respect to more obviously social behaviors, gender stereotyped toy play,
sensation seeking, and responses to public opinion questionnaires, the support
for the intrauterine transfer hypothesis is weak (Rodgers et al 1998).
Henderson and Berenbaum (1997) report no differences between OS twins and SS
twins among 7-12 year olds in play behavior with gendered or neutral
stereotyped toys. Miller (1994) reports that OS female twins age 3-8 play
behavior did not differ from that of female SS twins. As with Resnick et al
(1993) who report increased sensation seeking (a male trait) among female OS
twins, but no .feminizing. effect for male OS twins, all of these studies are
based on small-N convenience samples.10
No
reliable evidence from human twin studies has shown intrauterine hormone
transfer effects on males. Considering the second step in the argument, it is
not exactly clear how such hormonal transfers would express themselves with
respect to sexual preference.11 While
some male homosexuals exhibit hyper-feminine traits, many male homosexuals
exhibit hyper-masculine traits. Masculinity, in this context, is not a
singularly heterosexual characteristic. Likewise, even if females were
.masculinized. by androgen washing in utero, it is not clear why this would
lead
________________________________________________
9
Huston (1983) describes findings from a number of studies
exploring the effect on children of high doses of
progesteron
or estrogen given to mothers with difficult pregnancies. Compared to control
groups, either no effect was shown, or the differences between exposed and
unexposed children did not follow the predicted pattern of, say, a propensity
for feminine behavior, skills, or personality in boys.
10
Loehlin and Martin (2000) examine three variables that usually
show gender differences (being worried, being reserved, and rule-breaking) for
a large sample of twins from the Australian twin registry. The authors conclude
that hormonal effects may too small to detect for even large samples; that
previous obtained results, if any, may reflect postnatal socialization effects
or may be due to sample fluctuation or measurement error.
11
The idea that prenatal exposure to sex hormones is associated
with sexual behavior is derived from experiments with rats and guinea pigs
which show hormone-induced sex-atypical behavior. For a critical review of the
literature which interprets these findings as a socialization effect, see
Fausto-Sterling (1995). A critical view on the comparison of rodents and humans
with respect to sexual behavior and .orientation. is also found in Byne (1995),
among others.
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